Compliments & Complaints Annual Update
3. Stage 2 Corporate Complaints
Stage 2 Complaints received by directorate
Quarter | Adults & Health | Children's Services (DCS) | Communities | Planning Growth & Sustainability | Resources | Deputy Chief Executive | Chief Executive |
---|---|---|---|---|---|---|---|
Q1 | 1 | 9 | 3 | 5 | 3 | 1 | 0 |
Q2 | 0 | 10 | 16 | 11 | 3 | 0 | 1 |
Q3 | 1 | 7 | 9 | 11 | 4 | 2 | 0 |
Q4 | 1 | 7 | 41 | 22 | 5 | 0 | 0 |
Total = 172
Stage 2 of the corporate complaints process involves an in-depth review of the stage 1 response carried out by stage 2 officers who work within the Complaints and Improvements Team.
The above graph shows the number of stage 2 complaints received between 1 April 2020 and 31 March 2021. 172 Stage 2 complaints were considered in total and this represents an escalation rate of 8.2% from stage 1 complaints.
As a comparison the former five councils looked at a total of 220 stage 2 complaints during 2019/20.
Of the 172 stage 2 complaints 141 were escalated from stage 1 complaints and the remaining 31 were cases that bypassed stage 1.
Stage 2 Corporate Complaints by Outcome
Directorate | Upheld | Part upheld | Not upheld | Withdrawn | Not completed yet |
---|---|---|---|---|---|
Adults & Health | 0 | 0 | 2 | 0 | 0 |
Children's Services (DCS) | 4 | 11 | 16 | 0 | 2 |
Communities | 20 | 23 | 22 | 2 | 2 |
Planning Growth & Sustainability | 1 | 7 | 0 | 0 | 0 |
Resources | 0 | 0 | 35 | 2 | 4 |
Deputy Chief Executive | 1 | 0 | 0 | 0 | 0 |
Chief Executive | 0 | 1 | 2 | 0 | 0 |
The graph above shows the split of outcomes by directorate. Of the 164 cases completed 84 were not upheld which means that the outcome at stage 1 is agreed at stage 2.
28 cases were fully upheld indicating an overturning of the stage 1 decision. 20 of these were for Communities; the rest are spread over Resources, Deputy Chief Executive’s Service, Planning, Growth & Sustainability and Children’s Services.
Stage 2 Corporate Complaints Response Times
Values | Percentage (%) | |
---|---|---|
Done within 20 days | 29 | 29.0% |
Done in 21 to 30 days | 36 | 36.0% |
Done in 31 to 40 days | 20 | 20.0% |
Done after 40 days | 15 | 15.0% |
The response time for stage 2 complaints is 20 working days. Sometimes these are complex cases that may require an extension to this timescale. When this happens the stage 2 officer will write to the customer and explain that there will be a delay giving a new expected date for response.
From the graph above you can see that the majority of stage 2 complaints were completed within 40 days. We are currently looking at how we can improve on the timescales including a review of the stage 2 process.