Compliments & Complaints Annual Report 2021

4. Stage 2 Corporate Complaints

Stage 2 Complaints received by directorate

Total = 172
Quarter Adults & Health Children's Services (DCS) Communities Planning Growth & Sustainability Resources Deputy Chief Executive Chief Executive
Q1 1 9 3 5 3 1 0
Q2 0 10 16 11 3 0 1
Q3 1 7 9 11 4 2 0
Q4 1 7 41 22 5 0 0

Total = 172

4.1.

Stage 2 of the corporate complaints process involves an in-depth review of the stage 1 response carried out by stage 2 officers who work within the Complaints and Improvements Team.

4.2.

The above graph shows the number of stage 2 complaints received between 1 April 2020 and 31 March 2021. 172 Stage 2 complaints were considered in total and this represents an escalation rate of 8.2% from stage 1 complaints.

4.3.

As a comparison the former five councils looked at a total of 220 stage 2 complaints during 2019/20.

4.4.

Of the 172 stage 2 complaints 141 were escalated from stage 1 complaints and the remaining 31 were cases that bypassed stage 1.

Stage 2 Corporate Complaints by Outcome

Directorate Upheld Part upheld Not upheld Withdrawn Not completed yet
Adults & Health 0 0 2 0 0
Children's Services (DCS) 4 11 16 0 2
Communities 20 23 22 2 2
Planning Growth & Sustainability 1 7 0 0 0
Resources 0 0 35 2 4
Deputy Chief Executive 1 0 0 0 0
Chief Executive 0 1 2 0 0
4.5.

The graph above shows the split of outcomes by directorate. Of the 164 cases completed 84 were not upheld which means that the outcome at stage 1 is agreed at stage 2.

4.6.

28 cases were fully upheld indicating an overturning of the stage 1 decision. 20 of these were for Communities; the rest are spread over Resources, Deputy Chief Executive’s Service, Planning, Growth & Sustainability and Children’s Services.

Stage 2 Corporate Complaints Response Times

Values Percentage (%)
Done within 20 days 29 29.0%
Done in 21 to 30 days 36 36.0%
Done in 31 to 40 days 20 20.0%
Done after 40 days 15 15.0%
4.7.

The response time for stage 2 complaints is 20 working days. Sometimes these are complex cases that may require an extension to this timescale. When this happens the stage 2 officer will write to the customer and explain that there will be a delay giving a new expected date for response.

4.8.

From the graph above you can see that the majority of stage 2 complaints were completed within 40 days. We are currently looking at how we can improve on the timescales including a review of the stage 2 process.